Windowed Aggregates is a powerful tool in data processing, particularly when working with time-series or ordered sequence of data points. It allows for complex calculations over a set of rows that are related to the current row. For instance, you might want to calculate the average sales per day for the last week or get the maximum temperature for each day from a collection of hourly weather readings.

When preparing for DP-203 Data Engineering on Microsoft Azure, understanding Windowed Aggregates becomes quite essential, as it will help you build robust and efficient data solutions on Azure.

Table of Contents

Understanding Windowed Aggregates

A Windowed Aggregate function computes a single result value from a set of input values ( rows ) that are part of the window, tentatively related to the current row.

To define a window, you use an OVER clause that follows the aggregate function in the SELECT statement. The OVER clause determines the partitioning and ordering of rows before the function is applied.

Here’s the basic syntax:

aggregate_function ( expression ) OVER ( [ PARTITION BY value_expression , … [ n ] ] [ ORDER BY order_expression [ ASC | DESC ] , … [ n ] ] )

Let’s break this down:

  • aggregate_function: This is the function to be used (SUM, AVG, MAX, MIN, etc.).
  • expression : The column or expression that the aggregate function is used with.
  • PARTITION BY: It divides the data into partitions, or smaller sets of the table, based on column values.
  • Order BY: It defines the logical order in which the operation is performed. However, this can be omitted.

Windowed Aggregate Functions in Microsoft Azure

Microsoft Azure SQL Database supports many Windowed Aggregate functions. Here are a few:

  1. ROW_NUMBER(): Returns the sequential number of a row within a window partition, starting at 1 for the first row in each partition.
  2. NTH_VALUE (scalar_expression, N): Returns the value of the expression at row N within the window (counting from 1), or null if no such row.
  3. LEAD (scalar_expression [,offset [,default]]) : Provides access to a row at a specified physical offset that follows the current row.
  4. LAG (scalar_expression [,offset [,default]]) : Provides access to a row at a specified physical offset that is before the current row.
  5. CUME_DIST(): Returns the cumulative distribution of a value within a group of values, ranging from 0 to 1.

Let’s take a practical example of applying a Windowed Aggregate function using the ROW_NUMBER() function.

Assuming we have a Schools database with a Students table as represented below:

StudentId Name Gender Grade
1 John Doe M 70
2 Jane Doe F 85
3 Sam Smith M 75
4 Lisa Ann F 70
5 Tom Hardy M 95

To assign a unique row number to each row within the gender partition in descending order of the grade, we’d write:

SELECT
StudentId,
Name,
Gender,
Grade,
ROW_NUMBER() OVER (
PARTITION BY Gender
ORDER BY Grade DESC
) as RowNum
FROM Students

This will give us a result with an extra column (RowNum) representing the rank of each student within their gender group.

Understanding and implementing Windowed Aggregate functions are crucial when working with ordered or time-series data. They provide a very efficient way of performing complex computations and data manipulations which can considerably reduce the need for self-joins and nested queries. Therefore, they should be part of your arsenal when preparing for the DP-203 Data Engineering on Microsoft Azure exam.

Practice Test

True/False: Windowed Aggregates in Azure can find the maximum value in a subset of data within a window frame.

  • True
  • False

Answer: True

Explanation: Windowed Aggregates are used to perform a calculation across a set of rows, such as finding maximum, minimum, average etc. that are related to the current row.

What is a typical use case for Windowed Aggregates?

  • A. To group data and calculate aggregates
  • B. To calculate the average of a column
  • C. To perform a calculation across a set of rows

Answer: C. To perform a calculation across a set of rows

Explanation: While all options can be achieved by other means, Windowed Aggregates is typically used for performing a calculation across a set of rows.

True/False: The OVER clause determines the partitioning and ordering of the rows in a Windowed Aggregate in Azure.

  • True
  • False

Answer: True

Explanation: The OVER clause specifies the partitioning and ordering of a rowset before the associated window function is applied.

Which SQL function in Azure is similar to Windowed Aggregates?

  • A. HAVING clause
  • B. ORDER BY clause
  • C. GROUP BY clause
  • D. OVER Clause

Answer: D. OVER Clause

Explanation: The OVER clause in SQL is similar to windowed aggregates as it allows users to perform calculations on subsets of the data.

True/False: The Windowed Aggregate function is limited to Azure SQL only.

  • True
  • False

Answer: False

Explanation: Windowed Aggregate function is not exclusive to Azure, it is available in many other SQL based platforms.

Which of these are types of Windowed Functions? (multiple select)

  • A. Aggregate functions
  • B. Offset functions
  • C. Distribution functions
  • D. Ranking functions

Answer: A. Aggregate functions, B. Offset functions, C. Distribution functions, D. Ranking functions

Explanation: The Windowed functions in Azure can be categorized into these four types.

True/False: The ROWS UNBOUNDED PRECEDING statement is used in queries to limit the rows considered in the aggregate computation to the current row and all preceding rows.

  • True
  • False

Answer: True

Explanation: This statement sets a limit for the window frame to the current row and all preceding rows within the partition for the calculation.

Single select: Windows Aggregate functions can be used to:

  • A. Add a constant to all the values in a column
  • B. Subtract a constant from all the values in a column
  • C. Return the cumulative distribution of a column

Answer: C. Return the cumulative distribution of a column

Explanation: Cumulative distribution of a column can be calculated using windowed aggregate functions

True/False: Windowed Aggregate functions can be used with non-numeric data types.

  • True
  • False

Answer: True

Explanation: Certain windowed aggregate functions work with non-numeric data types. For example, the MAX() function can be used with a varchar data type.

Which of the following can be used to define the order and partitioning of rowset before applying the window function?

  • A. FETCH Clause
  • B. USING Clause
  • C. OVER clause
  • D. IF Clause

Answer: C. OVER clause

Explanation: The OVER clause is used to partition and order the rowset before the window function is applied.

Interview Questions

What are windowed aggregates in Azure?

In Azure, windowed aggregates are statistical computations over a set of rows that have some relation to the current row. This extends the standard aggregations, such as sum and count, to be over a window of input rows.

How would you define a window for your aggregate function in SQL?

The window for an aggregate function in SQL is defined with an OVER clause. This clause includes the PARTITION BY statement for defining the data partitions and the ORDER BY statement for sorting the data within a partition.

Can you name some of the functions supported by windowed aggregates in Azure?

Azure supports several functions for windowed aggregates, such as AVG, MIN, MAX, COUNT, SUM, and others.

How important is the ORDER BY clause when defining window frames for aggregate functions?

The ORDER BY clause plays a critical role as it determines the order in which the rows will be processed in each partition of a window. This influences the calculation of results, especially when dealing with functions like running totals.

What’s the purpose of a PARTITION BY clause when creating windowed aggregates?

The PARTITION BY clause is used to divide the result set into partitions where the aggregate function is applied independently for each partition.

How would one accomplish a running sum within a partition using Azure SQL Data Warehouse?

By using the SUM function with an OVER clause. For example,

SUM (column_name) OVER (PARTITION BY column_name ORDER BY column_name ROWS BETWEEN UNBOUNDED PRECEDING AND CURRENT ROW)

.

Is it possible to use the GROUP BY clause to create windowed aggregates in DP-203?

No, the GROUP BY clause operates independently of the aggregates and doesn’t provide capabilities for windowed insights.

Under what circumstances would it be more beneficial to use windowed aggregates instead of group aggregates?

Windowed aggregates provide more flexibility in accessing the data since they allow data manipulation at a more granular level than the group aggregates. They are useful when you require an overview of the data within specific windows or partitions.

What is frame specification in context of windowed aggregates?

Frame specification is a set of optional parameters one can use within OVER clause. It helps to define the set of rows used for each calculation based on their position within the window.

What are ROWS and RANGE commands used for in the context of windowed aggregates?

ROWS and RANGE are used for frame specification in a window query. ROWS define the frame by physical quantity of rows, while RANGE defines the frame by logical distance based on order column values.

How would you calculate a moving average using windowed aggregates?

A moving average could be calculated by using the AVG function along with the OVER clause. The ROWS BETWEEN clause inside OVER would define the window size.

Why are windowed aggregates in Azure beneficial when dealing with big data?

Windowed aggregates in Azure help keep big data manageable by providing aggregate details for a specific set of rows, or 'window,' rather than across the whole dataset. This helps in reducing the amount of data to process, thereby improving efficiency.

What is the primary difference between windowed aggregates and basic aggregation?

The basic aggregation returns a single result per group, whereas windowed aggregation returns a result for each row within its partition or window.

Can a windowed aggregate return the same result for two different rows in Azure?

Yes, if two different rows fall within the same window, the windowed aggregate function can return the same result for those rows.

How do you specify the window frame in Azure SQL Database?

In Azure SQL, the window frame can be specified by using the BETWEEN clause of the OVER function, and specifying the start and end of the window, e.g., ROWS BETWEEN 3 PRECEDING AND 3 FOLLOWING.

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